George Lattera Angeline Lattera v. Commissioner of Internal Revenue Case Brief

Court of Appeals for the Third Circuit2006Docket #734938
437 F.3d 399 97 A.F.T.R.2d (RIA) 1048 2006 U.S. App. LEXIS 3449 2006 WL 330327

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Case Brief Summary & Legal Analysis

3 min read

tl;dr: Lottery winners sold their rights to future annual payments for a lump sum. The court held this sum was ordinary income, not capital gain, applying the substitute-for-ordinary-income doctrine.

Legal Significance: This case refines the substitute-for-ordinary-income doctrine, introducing a “family resemblance” test to distinguish ordinary income from capital gains when rights to future income streams are sold, particularly concerning lottery winnings.

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Case Facts & Court Holding

Key Facts & Case Background

In 1991, George and Angeline Lattera won $9,595,326 in the Pennsylvania Lottery, payable in 26 annual installments of $369,051, as a lump-sum option was unavailable. In 1999, after receiving several installments, the Latteras sold their rights to the 17 remaining lottery payments to Singer Asset Finance Co., LLC for a lump sum of $3,372,342. On their joint tax return, they reported this amount as a long-term capital gain, with a zero basis. The Commissioner of Internal Revenue determined the proceeds were ordinary income and issued a notice of deficiency for $660,784. The Latteras petitioned the Tax Court, which upheld the Commissioner’s determination. The Latteras appealed, arguing the sale of their right to future lottery payments constituted the sale of a capital asset.

Court Holding & Legal Precedent

Issue: Is a lump-sum payment received for the sale of a taxpayer’s right to future lottery installments taxable as ordinary income or as capital gain?

The lump-sum payment received by the Latteras for their remaining lottery installments Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex

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IRAC (Issue, Rule, Analysis, Conclusion) is the structure professors expect in exam answers. Each LSD.Law brief states the issue, the governing rule with citations, the court's application of that rule, and the conclusion - the same reasoning pattern you will use on exams and in practice.

Legal Issue

Is a lump-sum payment received for the sale of a taxpayer’s right to future lottery installments taxable as ordinary income or as capital gain?

Conclusion

This case provides a refined analytical framework, the "family resemblance" test, for Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis no

Legal Rule

Lump-sum consideration that is essentially a substitute for what would otherwise be Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum. Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exerc

Legal Analysis

The court, while agreeing with the outcome of *United States v. Maginnis*, Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum. Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum. Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pa

Flash-to-Full Case Opinions

Flash Summary

  • Holding: A lump-sum payment for the right to future lottery winnings
Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proiden

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